Ensure Full Payment is Available in Renewal or Flex-Funding Account by This Date

FINRA-registered firms should ensure payment is received and posted to your account by this day. Money can be deposited directly into your firm’s Renewal Account, or firms may rely on FINRA to transfer the money from your firm’s Flex-Funding Account that begins Dec. 7. To take advantage of this transfer, the complete amount due for renewals must be available in your firm’s Flex-Funding Account. See the Renewal Payment Options page for more information.

Firms must pay the entire amount assessed on the Preliminary Statement. Failure to remit full payment of their Preliminary Statement to FINRA by Dec. 7, may cause FINRA-registered firms to be subject to a late fee.