25-02201.pdf

25-02201.pdf
Anonymous (not verified)

Case ID
25-02201

Forum

Document Type

Claimants
Aaron Phelps

Respondents
Charles Schwab & Co., Inc.
UBS Financial Services Inc.

Neutrals
Barry Goldman
Kenneth R. Starr
George Pinckney Shingler

Hearing Site

Award Document

Documentum DocID
844db989

Award Date Official

Claimant Representatives
Jennifer Cox

Respondent Representatives
James J. Vihstadt
John Murphy