SR-FINRA-2025-003

SR-FINRA-2025-003
K32984

Rule Filing Status: Approved

Rule change to amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others) to increase the gift limit from $100 to $300 per person per year, provide for exemptive relief, and incorporate existing guidance and interpretive letters. The proposed rule change also would make a conforming change to the gift limit in Rules 2310, 2320, 2341, and 5110.

Event Category

Add to Calendar
Yes

All Day
1

Event Date
Mon, 03/30/2026 – 10:00

Mon, 03/30/2026 – 16:00

America/New York