SR-FINRA-2026-009

SR-FINRA-2026-009
K32984

Rule Filing Status: Filed for Immediate Effectiveness

A proposed rule change to amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (“TRACE”) to expand the scope of the non-member affiliate—principal transaction indicator to also include member affiliates.  

Event Category

Add to Calendar
Yes

All Day
1

Event Date
Sun, 08/02/2026 – 10:00

Sun, 08/02/2026 – 16:00

America/New York