SR-FINRA-2026-013

SR-FINRA-2026-013
K30658

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) to except from the requirements of the rule accounts pursuant to Section 530A of the Internal Revenue Code.
Rule Filing Number
SR-FINRA-2026-013

Rule Filing Sorting Number
13